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IAPP AIGP Exam Syllabus Topics:

Topic	Details
Topic 1	Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
Topic 2	Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.
Topic 3	Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
Topic 4	Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.

IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q136-Q141):

NEW QUESTION # 136
Which of the following is an obligation of an importer of high-risk AI systems under the EU AI Act?

A. Provide technical documentation.
B. Conduct a data protection impact assessment.
C. Verify the Declaration of Conformity.
D. Affix the CE marking.

Answer: C

Explanation:
Importers of high-risk AI systems into the EU havespecific responsibilitiesunder the EU AI Act. They arenot the parties responsible for affixing the CE marking or providing technical documentation-but they must verify that these have been done by the provider.
From theAI Governance in Practice Report 2024:
"Importers must verify that the appropriate conformity assessment has been carried out, the technical documentation is available, and the CE marking has been affixed." (p. 34-35) Thus:
* A. Provide technical documentation- done by theprovider.
* B. Affix the CE marking-provider'sresponsibility.
* C. Verify the Declaration of Conformity-importer obligation.
* D. Conduct a DPIA- relevant under data protection laws,not requiredunder the EU AI Act for importers.

NEW QUESTION # 137
CASE STUDY
Please use the following answer the next question:
A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.
The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor's system has a higher accuracy rate and based on this information, recommended this vendor to the police department.
The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.
The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.
The best human oversight mechanism for the police department to implement is that a police officer should?

A. Confirm the Al recommendation prior to sentencing.
B. Consider the Al recommendation as part of the criminal investigation.
C. Explain to the accused how the Al system works.
D. Ensure an accused is given notice that the Al system was used.

Answer: B

Explanation:
The best human oversight mechanism for the police department to implement is for a police officer to consider the AI recommendation as part of the criminal investigation. This ensures that the AI system's output is used as a tool to aid human decision-making rather than replace it. The police officer should integrate the AI's insights with other evidence and contextual information to make informed decisions, maintaining a balance between technological aid and human judgment. Reference: AIGP Body of Knowledge on AI Integration and Human Oversight.

NEW QUESTION # 138
Under the NIST Al Risk Management Framework, all of the following are defined as characteristics of trustworthy Al EXCEPT?

A. Tested and Effective.
B. Accountable and Transparent.
C. Explainable and Interpretable.
D. Secure and Resilient.

Answer: A

Explanation:
The NIST AI Risk Management Framework outlines several characteristics of trustworthy AI, including being secure and resilient, explainable and interpretable, and accountable and transparent. While being tested and effective is important, it is not explicitly listed as a characteristic of trustworthy AI in the NIST framework.
The focus is more on the system's ability to function safely, securely, and transparently in a way that stakeholders can understand and trust. Reference: AIGP Body of Knowledge, NIST AI RMF section.

NEW QUESTION # 139
Under the NIST Al Risk Management Framework, all of the following are defined as characteristics of trustworthy Al EXCEPT?

A. Accountable and Transparent.
B. Explainable and Interpretable.
C. Tested and Effective.
D. Secure and Resilient.

Answer: B

NEW QUESTION # 140
What is the most significant risk of deploying an AI model that can create realistic images and videos?

A. Security breaches.
B. Output cannot be protected.
C. Downstream harms.
D. Copyright infringement.

Answer: C

Explanation:
The greatest risk from AI systems generatingrealistic synthetic mediaisdownstream harm, such as deepfakes, misinformation, reputational damage, and erosion of trust.
From theAI Governance in Practice Report 2024:
"With generative AI, downstream harms such as deception, reputational damage, misinformation, and manipulation can emerge even if original use was lawful." (p. 55-56)

NEW QUESTION # 141
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